Counting symmetric scales in equal-temperament
In this post, we give two puzzles related to a concept in music theory referred to as scale symmetry. Roughly speaking, a symmetric scale is a musical scale which does not give a strong impression of tonality. Before stating the two problems, we give a brief overview of the relevant theory and establish some terminology.
Equal-temperament
A tuning system is a method of defining which pitches to use in music and how to label them. The most common of these in use today is equal temperament, which divides the octave into (typically twelve) equally spaced notes. Theoretically, we may label the pitches in this system by integers in order of increasing pitch height.
An interval is a measure of the difference in pitch height between two pitches. In equal-temperament, these form a group isomorphic to which acts on the set of pitches by addition. The pitch class of a pitch is the set of pitches which are some number of octaves apart; in other words, it is the residue class modulo .
Scales
A musical scale is an ordered collection of pitches spanning an octave, which defines the pitch classes in use for a piece or section of music.
The pitches in a scale may be obtained by starting at a initial note called the tonic and applying a sequence of ascending intervals that collectively span a single octave, until the tonic is reached again. For our purposes, the only intervals we consider are half steps () and whole steps (), which increase the label of a pitch by and , respectively. We call the sequence used to construct the scale its type or pattern. For example, the following illustration depicts the pitch collection of a major scale with tonic , obtained from the interval sequence .
When listening music using a certain scale, the brain subconsciously tries to determine the tonic, a process which forms the basis of solmization systems such as movable-do solfège. This leads to the following natural question:
- When can one determine the tonic of a given scale type only by hearing the notes in its pitch collection?
For example, one can always aurally determine the tonic of a major scale from just its pitch collection, since no two major scales have identical pitch collections. However, for the whole-tone scale, there is ambiguity in the choice of tonic: music written in the whole-tone scale could plausibly be heard as being in the whole-tone scale, since both scales share the same notes.
Scales for which this perceptual problem does not have a unique solution are said to be tonally ambiguous. We now state the two problems and give their solutions.
Problem 1
Are there any tonally ambiguous seven-note scales in -tone equal temperament?
Solution to Problem 1
The answer is no.
Let be the set of all pitch classes, which is a homogeneous space for the cyclic group . Note that a sequence of ascending intervals defining a scale pattern may be identified with a subset of size by considering the set of partial sums
Then given a pitch class , the set of pitch classes is a scale with type and tonic . If there exists a different tonic producing the same pitch collection, then
Thus, the action of on restricts to an action of on . The orbits of this action are simply the orbits of the former action, which are the cosets of . Since the orbits also partition , it follows that the order of divides . In particular, , which implies that a tonally ambiguous scale cannot consist of a number of notes coprime to .
Problem 2
Provide a general formula for the number of tonally ambiguous scale types in -tone equal temperament.
Solution to Problem 2
Let be the set of -note scale patterns in -tone equal temperament, that is,
and let . We may identify any sequence with a subset of by considering its partial sums
As shown previously, a scale type is ambiguous if and only if has a nontrivial stabilizer or, equivalently, the orbit of has size less than . So, let be the number of scale patterns such that . For an integer dividing , we show that there exists a bijection between scale patterns in -tone equal temperament and scale patterns in -tone equal temperament whose orbit has size dividing . To this end, consider the map
This map is well-defined: if , then repeating it times yields a sequence with a sum of , and by construction, , implying the orbit of has size dividing .
Since is defined by repetition, it is injective. To show surjectivity, note that any pattern whose orbit has size dividing must be invariant under translation by . By definition, is a partial sum of , which implies that must also be a partial sum. Thus, contains a prefix such that , so is also surjective. It follows from the Möbius inversion formula that
where is the Möbius function. The size of is well-known: removing the last term of a sequence in yields a sequence in either or . Since the initial values are , this implies that is the th Fibonacci number, . Therefore, the number of ambiguous scales in -tone equal temperament is
For example, in ordinary -tone equal temperament, there are types of tonally ambiguous scales.